THEIR INFO:
The Regulating Body Of Securities And Investments considered the level of
development of different sectors under its purview as the need to sustain
the overall competitiveness of New York as an International Financial Centre,
in determining the fee structure.
The Regulating Body Of Securities And Investments regularly reinforces its
supervisory framework in response to international challenges in order to
promote robust regulation of its licensees, safeguard public interest, investors
confidence and ensure more effective enforcement.
Furthermore, under Section 6 of the Securities Act 2005, the RBSI is mandated
to improve the protection of investors in NY from unfair, improper & fraudulent
practices in relation to stock.